Retrospective Conversion of Serials records Marcia Tuttle 07 Jan 1992 03:17 UTC
Date: Mon, 6 Jan 1992 14:46:49 PST From: TURITZ@SFSUVM.SFSU.EDU Subject: Retrospective Conversion of Serials records Eric Celeste (MIT) asked about retrospective conversion of serial records. In response, I have worked on several retrospective conversion of serials projects, two of which were for the University of California (Berkeley & systemwide) and one for San Francisco State University. Generalizations: Due to the nature of serials, and years of various cataloging styles, it is advisable to do retrospective conversion of serials IN-HOUSE (e.g. through a recon account on RLIN or OCLC). The holdings information of a serials record is the MOST important information and sometimes the shelf-list information is just not enough. Often titles needed to be broken into successive entries and only your holdings will determine which titles you actually have in the collection. Since shelf-list cards are not machine-readable, it is difficult to duplicate them (especially if the holdings are on the verso or take up more than one card) and keep all the information in one place. (I am assuming that you are converting from a card catalog manual system to an OPAC). Often the shelf-list cards are NOT kept up-to-date in terms of headings (maintenance is often performed only on the public catalogs) and therefore, would not make good source information for original input into a database. A similar problem with the public catalog cards is that they did not always include all the holdings information (e.g. a note may say, "For holdings consult shelf list") So there was no one source of information for all aspects of the retrospective conversion. SHELVING TITLES: If the library in question does not classify periodicals, but shelves them by title, how do you enter them into a database? Retrospective conversion can be done on the titles, but it is not unusual for the shelving title (for the convenience of patrons and staff) to be different from the cataloging title proper (245). At San Francisco State University we solved this problem by adding a 246 (title added entry for serials) with indicators "09". That is "locally defined title added entry". The print constant in our OPAC translates this into "SHELVED AS:" as a label display next to the shelving title. (Our OPAC is the Geac Advance system). MULTIPLE VERSIONS: This is a sticky issue. Often libraries with old catalog cards used the "dash-on" approach for different versions (e.g. microfilm or microfiche) editions for the same title, but only to make up for missing issues or gaps. This results in problems when doing recon because often the source card has no other information about the different version other than "microfiche" and the holdings. Current cataloging rules state that separate bibliographic records must be made for each version. Although the issue is being studied for multiple versions to be contained in one bibliographic record, there is no anticipated implementation expected soon. If cataloging according to national standards (e.g. CONSER), considerable original cataloging of microforms should be considered. SERIALS ARE MORE COMPLICATED THAN MONOGRAPHS! Don't let people tell you that retrospective conversion of serials can be done just like a monographic recon project. Don't expect to hire part-time students to search for serial copy and upgrade your cataloging for minimum wage. If possible, involve your serials processing staff. This will also get them used to automation and the MARC format. UNION LISTING: If you are participating in a union list of serials, it is very important that you know precisely what criteria are for choosing the "proper" serials record. Union lists often have duplicate records because some of the participants choose a different bibliographic record which files separately from the other. This is confusing to the patrons at the very least. If you do consider having the bibliographic conversion done by a vendor, by way of your shelf-list cards, request that the (OCLC or RLIN) id# be written on the shelf-list at the time of conversion. This will cost additional, but will definitely help solve problems which will appear later. These suggestions were just off the top of my head. If you have any specific questions, please feel free to call me. *************************************************************** * Mitch Turitz, Serials Librarian, San Francisco State U. * * Internet: TURITZ@SFSUVM.SFSU.EDU * * Voice: (415) 338-7883 Fax: (415) 338-6199 *